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- /*Home Legal Encyclopedia Commentary: The nice folk at the
- Copyright Office have prepared a whole series of eductional
- releases containing the "gospel according to the copyright
- office" on the copyright law. Please note that some of the
- material has been outdated by the Berne Convention, and we place
- comments at those points illustrating the changes. However, this
- circular is correct for all works published prior to 3/1/89. */
-
-
- Circular 1: Copyright Basics
-
- On January 1, 1978, the Copyright Act of 1976 (title 17 of
- the United States Code) came into effect. This general revision
- of the copyright law of the United States, the first such
- revision since 1909, made important changes in our copyright
- system and superseded the previous Federal copyright statute.
-
- WHAT COPYRIGHT IS
-
- Copyright is a form of protection provided by the laws of
- the United States (title 17, U.S. Code) to the authors of
- "original works of authorship" including literary, dramatic,
- musical, artistic, and certain other intellectual works. This
- protection is available to both published and unpublished works.
- Section 106 of the Copyright Act generally gives the owner of
- copyright the exclusive right to do and to authorize others to do
- the following:
-
- - To reproduce the copyrighted work in copies or phonorecords;
-
- - To prepare derivative work based upon the copyrighted work;
-
- - To distribute copies or phonorecords of the copyrighted work
- to the public by sales or other transfer of ownership, or by
- rental, lease, or lending;
-
- - To perform the copyrighted work publicly, in the case of
- literary, musical, dramatic, and choreographic works,
- pantomimes, and motion picture and other audiovisual works
- and
-
- - To display the copyrighted work publicly, in the case of
- literary, musical, dramatic, and choreographic works,
- pantomimes, and pictorial, graphic, or sculptural works,
- including the individual images of a motion picture or
- other audiovisual work.
-
- It is illegal for anyone to violate any of the rights
- provided to the owner of copyright by the Act. These rights,
- however, are not unlimited in scope. Sections 107 through 118 of
- the Copyright Act establish limitations on these rights. In some
- cases, these limitations are specified exemptions from copyright
- liability. One major limitation is the doctrine of "fair use,"
- which is given a statutory basis by section 107 of the Act. In
- other instances, the limitation takes the form of a "compulsory
- license" under which certain limited uses of copyrighted works
- are permitted upon payment of specified royalties and compliance
- with statutory conditions. For further information about
- limitations of any of these rights, consult the Copyright Act or
- write to the Copyright Office.
-
- WHO CAN CLAIM COPYRIGHT
-
- Copyright protection subsists from the time the work is
- created in fixed form; that is, it is an incident of the process
- of authorship. The copyright in the work of authorship
- immediately becomes the property of the author who created it.
- Only the author or those deriving their rights through the author
- can rightfully claim copyright.
-
- In the case of works made for hire, the employer and not the
- employee is presumptively considered the author. Section 101 of
- the copyright statute defines a "work made for hire" as:
-
- 1. a work prepared by an employee within the scope of his or
- her employment; or
-
- 2. a work specially ordered or commissioned for use as a
- contribution to a collective work, as a part of a motion
- picture or other audiovisual work, as a translation, as a
- supplementary work, as a compilation, as an instructional
- text, as a test, as answer material for a test, or as an
- atlas, if the parties expressly agree in a written
- instrument signed by them that the work shall be
- considered a work made for hire . . . .
-
- /* An independent contractor is not an employee, and thus owns
- the copyright, unless there is a contractual assignment. */
-
- The authors of a joint work are co-owners of the copyright
- in the work, unless there is an agreement to the contrary.
-
- Copyright in each separate contribution to a periodical or
- other collective work is distinct from copyright in the
- collective work as a whole and vests initially with the author of
- the contribution.
-
- Two General Principles
-
- Mere ownership of a book, manuscript, painting, or any other
- copy or phonorecord does not give the possessor the copyright.
- The law provides that transfer of ownership of any
- material object that embodies a protected work does not
- of itself convey any rights in the copyright.
-
- - Minors may claim copyright, but state laws may regulate the
- business dealings involving copyrights owned by minors.
- For information on relevant state laws, consult an attorney.
-
- COPYRIGHT AND NATIONAL ORIGIN OF THE WORK
-
- Copyright protection is available for all unpublished works,
- regardless of the nationality or domicile of the author.
-
- Published works are eligible for copyright protection in the
- United States if any one of the following conditions is met:
-
- - On the date of the first publication, one or more of the
- authors is a national or domiciliary of the United States
- or is a national, domiciliary, or sovereign authority of
- a foreign nation that is a party to a copyright treaty to
- which the United States is also a party, or is a stateless
- person wherever that person may be domiciled; or
-
- - The work is first published in the United States or in a
- foreign nation that, on the date of first publication, is
- a party to the Universal Copyright Convention; or the work
- comes within the scope of a Presidential proclamation.
-
- /* As noted earlier, the Berne Convention became effective
- in the U.S. on March 1, 1989, so, works published in the U.S.
- are also protected under the Berne Convention.*/
-
- THE MANUFACTURING CLAUSE
-
- The manufacturing clause in the copyright law, section 601
- of the 1976 Copyright Act (title 17, U.S. Code), expired July 1,
- 1986.
-
- WHAT WORKS ARE PROTECTED
-
- Copyright protection exists for "original works of
- authorship" when they become fixed in a tangible form of
- expression. The fixation does not need to be directly
- perceptible, so long as it may be communicated with the aid of a
- machine or device. Copyrightable works include the following
- categories:
-
- 1. literary works;
-
- 2. musical works, including any accompanying words;
-
- 3. dramatic works, including any accompanying music;
-
- 4. pantomimes and choreographic works;
-
- 5. pictorial, graphic, and sculptural works;
-
- 6. motion pictures and other audiovisual works; and
-
- 7. sound recordings.
-
- This list is illustrative and is not meant to exhaust the
- categories of copyrightable works. These categories should be
- viewed quite broadly: for example, computer programs and most
- "compilations" are registrable as "literary works"; maps and
- architectural blueprints are registrable as "pictorial, graphic,
- and sculptural works."
-
- WHAT IS NOT PROTECTED BY COPYRIGHT
-
- Several categories of material are generally not eligible
- for statutory copyright protection. These include among others:
-
- - Works that have not been fixed in a tangible form of
- expression. For example, choreographic works which have not been
- notated or recorded, or improvisational speeches or performances
- that have not been written or recorded.
-
- - Titles, names, short phrases, and slogans; familiar symbols
- or designs; mere variations of typographic ornamentation,
- lettering, or coloring; mere listings of ingredients or contents.
-
- /* Many of these items can be trademarks though.*/
-
- - Ideas, procedures, methods, systems, processes, concepts,
- principles, discoveries, or devices, as distinguished from a
- description, explanation, or illustration.
-
- Works consisting entirely of information that is common
- property and containing no original authorship. For example,
- standard calendars, height and weight charts, tape measures and
- rules, and lists or tables taken from public documents or other
- common sources.
-
- HOW TO SECURE A COPYRIGHT
-
- Copyright Secured Automatically Upon Creation
-
- The way in which copyright protection is secured under the
- present law is frequently misunderstood. No publication or
- registration or other action in the Copyright Office is required
- to secure copyright (see NOTE below). There are, however,
- certain definite advantages to registration (see below).
-
- Under the present law, copyright is secured automatically
- when the work is created, and a work is "created" when it is
- fixed in a copy or phonorecord for the first time. In general,
- "copies" are material objects from which a work can be read or
- visually perceived either directly or with the aid of a machine
- or device, such as books, manuscripts, sheet music, film,
- videotape, or microfilm. "Phonorecords" are material objects
- embodying fixations of sounds (excluding, by statutory
- definition, motion picture soundtracks), such as audio tapes and
- phonograph disks. Thus, for example, a song (the "work") can be
- fixed in sheet music ("copies") or in phonograph disks
- ("phonorecords"), or both.
-
- If a work is prepared over a period of time, the part of the
- work existing in fixed form on a particular date constitutes the
- created work as of that date.
-
- PUBLICATION
-
- Publication is no longer the key to obtaining statutory
- copyright as it was under the Copyright Act of 1909. However,
- publication remains important to copyright owners.
-
- The Copyright Act defines publication as follows:
-
- "Publication" is the distribution of copies or phonorecords
- of a work to the public by sales or other transfer of ownership,
- or by rental, lease, or lending. The offering to distribute
- copies or phonorecords to a group of persons for purposes of
- further distribution, public performance, or public display,
- constitutes publication. A public performance or display of a
- work does not of itself constitute publication.
- NOTE: Before 1978, statutory copyright was generally secured by
- the act of publication with notice of copyright, assuming
- compliance with all other relevant statutory conditions. Works
- in the public domain on January 1, 1978 (for example, works
- published without satisfying all conditions for securing
- statutory copyright under the Copyright Act of 1909) remain in
- the public domain on the current Act.
-
- Statutory copyright could also be secured before 1978 by the
- act of registration in the case of certain unpublished works and
- work eligible for ad interim copyright. The current Act
- automatically extends to full term (section 304 sets the term)
- copyright for all works in which ad interim copyright was
- subsisting or was capable of being secured on December 31, 1977.
-
- A further discussion of the definition of "publication" can
- be found in the legislative history of the Act. The legislative
- reports define "to the public" as distribution to persons under
- no explicit or implicit restrictions with respect to disclosure
- of the contents. The reports state that the definition makes it
- clear that the sale of phonorecords constitutes publication of
- the underlying work, for example, the musical, dramatic, or
- literary work embodied in a phonorecord. The reports also state
- that it is clear that any form of dissemination in which the
- material object does not change hands, for example, performances
- or displays on television, is not a publication no matter how
- many people are exposed to the work. However, when copies or
- phonorecords are offered for sale or lease to a group of
- wholesalers, broadcasters, or motion picture theaters,
- publication does take place if the purpose is further
- distribution, public performance, or public display.
-
- Publication is an important concept in the copyright law
- because upon publication, several significant consequences
- follow. Among these are:
-
- - When a work is published, all published copies should bear a
- notice of copyright. (See discussion below of "notice of
- copyright.")
-
- - Works that are published with notice of copyright in the
- United States are subject to mandatory deposit with the Library
- of Congress. (See discussion on page 10 below on "mandatory
- deposit.")
-
- - Publication of a work can affect the limitations on the
- exclusive rights of the copyright owner that are set forth in
- sections 107 through 118 of the law.
-
- - The year of publication is used in determining the duration
- of copyright protection for anonymous and pseudonymous works
- (when the author's identity is not revealed in the records of the
- Copyright Office) and for works made for hire.
-
- Deposit requirements for registration of published works
- differ from those for registration of unpublished works. (See
- discussion on page 9 below of "copyright registration" process.
-
- NOTICE OF COPYRIGHT
-
- When a work is published under the authority of the
- copyright owner, a notice of copyright should be placed on all
- publicly distributed copies and on all publicly distributed
- phonorecords of sound recordings. This notice is required even
- on works published outside the United States. Failure to comply
- with the notice requirement can result in the loss of certain
- additional rights otherwise available to the copyright owner.
-
- /* Technically the Berne Convention has eliminated this
- requirement, but, a person has a defense of innocent
- infringement avaialble to them if there is no notice. Ignore
- the Berne Convention changes and act as if the old law was
- in effect (the old law is what is described in this circular.)
- PLEASE NOTE that as to works published before 3/1/89 this is
- the correct law.*/
-
- The use of the copyright notice is the responsibility of the
- copyright owner and does not require advance permission from, or
- registration with, the Copyright Office. As mentioned above, use
- of the notice makes the published works subject to mandatory
- deposit requirements. (See discussion on page 10 on "mandatory
- deposit.")
-
- Form of Notice for Visually Perceptible Copies
-
- The notice for visually perceptible copies should contain
- all of the following three elements:
-
- 1. The symbol C in a circle, or the word "Copyright" or the
- abbreviation "Copr."; and
-
- 2. The year of first publication of the work. In the case of
- compilations or derivative works incorporating previously
- published material, the year date of first publication of
- the compilation or derivative work is sufficient. The year
- date may be omitted where a pictorial, graphic, or sculptural
- work, with accompanying textual matter, if any, is
- reproduced in or on greeting cards, postcards, stationery,
- jewelry, dolls, toys or any useful article; and
-
- 3. The name of the owner of copyright in the work, or an
- abbreviation by which the name can be recognized, or a
- generally known alternative designation of the owner.
-
- Example: Copyright 1987 John Doe
-
- The "C in a circle" notice is required only on "visually
- perceptible copies." Certain kinds of works - - for example,
- musical, dramatic, and literary works - - may be fixed not in
- "copies" but by means of sound in an audio recording. Since
- audio recordings such as audio tapes and phonographs disks are
- "phonorecords" and not "copies," there is no requirement that the
- phonorecord bear a "C in a circle" notice to protect the
- underlying musical, dramatic or literary work that is recorded.
-
- Form of Notice for Phonorecords of Sound Recordings
-
- The copyright notice for phonorecords of sounds recordings
- has somewhat different requirements. The notice appearing on
- phonorecords should contain the following three elements:
-
- - The letter P in a circle; and
-
- - The year of the first publication of the sound recording;
- and
-
- - The name of the owner of copyright in the sound recording,
- or an abbreviation by which the name can be recognized, or a
- generally known alternative designation of the owner. If the
- producer of the sound recording is named on the phonorecord
- labels or containers, and if no other name appears in conjunction
- with the notice, the producer's name shall be considered as part
- of the notice.
-
- Example: P in a circle 1987 A.B.C., Inc.
-
- NOTE: Because of problems that might result in some cases from
- the use of variant forms of the notice, any form of the notice
- other than these given here should not be used without first
- seeking legal advice.
-
- Position of Notice
-
- The notice should be affixed to copies or phonorecords of
- the work in such a manner and location as to "give reasonable
- notice of the claim of copyright." The notice on phonorecords
- may appear on the surface of the phonorecord or on the
- phonorecord label or container, provided the manner of placement
- and location gives reasonable notice of the claim. The three
- elements of the notice should ordinarily appear together on the
- copies or phonorecords. The Copyright Office has issued
- regulations concerning the form and position of the copyright
- notice in the Code of Federal Regulations (37 C.F.R. Part 201).
- For more information, request Circular 3.
-
- Publications Incorporating United States Government Works
-
- Works by the United States Government are not subject to
- copyright protection. Whenever a work is published in copies or
- phonorecords consisting preponderantly of one or more works of
- the United States Government, the notice of copyright shall also
- include a statement that identifies one of the following: those
- portions protected by the copyright law or those portions that
- constitute United States Government material.
- [Note 1]
-
- /* The Berne Convention has again eliminated this requirement.
- However, it is still advised by the Copyright office that
- you follow this rule even on works published after 3/1/89.
- If you haven't already noticed, whenever we reproduce government
- works, we use this commenting system to differentiate our
- copyrightable expression from the U.S. works.*/
-
- Unpublished Works
-
- The copyright notice is not required on unpublished works.
- To avoid inadvertent publication without notice, however, it may
- be advisable for the author or other owner of the copyright to
- affix notices, or a statement such as Unpublished Works Copr.1987
- John Doe, to any copies or phonorecords which leave his or her
- control.
-
- Effect of Omission of the Notice or of Error in the Name or Date
-
- Unlike the law in effect before 1978, the new Copyright Act,
- in sections 405 and 406, provides procedures for correcting
- errors and omissions of the copyright notice on works published
- on or after January 1, 1978.
-
- In general, the omission or error does not automatically
- invalidate the copyright in a work if registration for the work
- has been made before or is made within 5 years after the
- publication without notice, and a reasonable effort is made to
- add the notice to all copies or phonorecords that are distributed
- to the public in the United States after the omission has been
- discovered.
-
- HOW LONG COPYRIGHT PROTECTION ENDURES
-
- Works Originally Copyrighted on or After January 1, 1978
-
- A work that is created (fixed in tangible form for the first
- time) on or after January 1, 1978, is automatically protected
- from the moment of its creation, and is ordinarily given a term
- enduring for the author's life, plus an additional 50 years after
- the author's death. In the case of "a joint work prepared by two
- or more authors who did not work for hire," the term lasts for 50
- years after the last surviving author's death. For works made
- for hire, and for anonymous and pseudonymous works (unless the
- author's identity is revealed in Copyright Office records), the
- duration of copyright will be 75 years from publication or 100
- years from creation, whichever is shorter.
-
- Works that were created before the present law came into
- effect, but had neither been published nor registered for
- copyright before January 1, 1978, have been automatically brought
- under the statute and are now given Federal copyright protection.
- The duration of copyright in these works will generally be
- computed in the same way as for works created on or after January
- 1, 1978: the life-plus-50 or 75/100-year terms will apply to
- them as well. However, all works in this category are guaranteed
- at least 25 years of statutory protection.
-
- Works Copyrighted Before January 1. 1978
-
- Under the law in effect before 1978, copyright was secured
- either on the date a work was published, or on the date of
- registration if the work was registered in unpublished form. In
- either case, the copyright endured for a first term of 28 years
- from the date it was secured. During the last (28th) year of the
- first term, the copyright was eligible for renewal. The new
- copyright law has extended the renewal term from 28 to 47 years
- for copyrights that were subsisting on January 1, 1978, making
- these works eligible for a total term of protection of 75 years.
- However, the copyright must be timely renewed to receive the 47-
- year period of added protection. For more detailed information
- on the copyright term, write to the Copyright Office and request
- Circulars 15a and 15t. For information on how to search the
- Copyright Office records concerning the copyright status of a
- work, ask for Circular 22.
-
- TRANSFER OF COPYRIGHT
-
- Any or all of the exclusive rights, or any subdivision of
- those rights, of the copyright owner may be transferred, but the
- transfer of exclusive rights is not valid unless that transfer is
- in writing and signed by the owner of the rights conveyed (or
- such owner's duly authorized agent). Transfer of a right on a
- nonexclusive basis does not require a written agreement.
-
- /* OUCH! Every transaction regarding a copyright should be in
- writing and signed!*/
-
- A copyright may also be conveyed by operation of law and may
- be bequeathed by will or pass as personal property by the
- applicable laws of interstate succession.
-
- Copyright is a personal property right, and it is subject to
- the various state laws and regulations that govern the ownership,
- inheritance, or transfer of personal property as well as terms of
- contracts or conduct of business. For information about relevant
- state laws, consult an attorney.
-
- Transfer of copyright are normally made by contract. The
- Copyright Office does not have or supply any forms for such
- transfers. However, the law does provide for the recordation in
- the Copyright Office of transfer of copyright ownership.
- Although recordation is not required to make a valid transfer as
- between the parties, it does provide certain legal advantages and
- may be required to validate the transfer as against third
- parties. For information on recordation of transfers and other
- documents related to copyright, write to the Copyright Office for
- Circular 12.
-
- /* One of the best advanatges to recording a transfer is that the
- first to record wins against others. Always record changes in
- copyright ownership.*/
-
- TERMINATION OF TRANSFERS
-
- Under the previous law, the copyright in a work generally
- reverted to the author, if living, or if the author was not
- living, to other specified beneficiaries, provided a renewal
- claim was registered in the 28th year of the original term. The
- present law drops the renewal feature except for the works al-
- ready in the first term of statutory protection when the present
- law took effect. Instead, the present law generally permits
- termination of a grant of rights after 35 years under certain
- conditions by serving written notice on the transferee within
- specified time limits.
-
- For works already under statutory copyright protection, the
- present law provides a similar right to termination covering the
- newly added years that extended the former maximum term of the
- copyright from 56 to 75 years. For further information, write to
- the Copyright Office for Circulars 15a and 15t.
-
- INTERNATIONAL COPYRIGHT PROTECTION
-
- There is no such thing as an "international copyright" that will
- automatically protect an author's writings throughout the entire
- world. Protection against unauthorized use in a particular
- country depends, basically, on the national laws of that country.
- However, most countries do offer protection to foreign works
- under certain conditions, and these conditions have been greatly
- simplified by international copyright treaties and conventions.
- For a list of countries which maintain copyright relations with
- the United States, write to the Copyright Office and ask for
- Circular 38a.
-
- The United States is a member of the Universal Copyright
- Convention (the UCC), which came into force on September 16,
- 1955. Generally, a work by a national or domiciliary of a
- country that is a member of the UCC or a work first published in
- a UCC country may claim protection under the UCC. If the work
- bears the notice of copyright in the form and position specified
- by the UCC, this notice will satisfy and substitute for any other
- formalities a UCC member country would otherwise impose as a
- condition of copyright. A UCC notice should consist of the
- symbol C (C surrounded by circle) accompanied by the name of the
- copyright proprietor and the year of first publication of the
- work.
-
- An author who wishes protection for his or her work in a
- particular country should first find out the extend of protection
- of foreign works in that country. If possible, this should be
- done before the work is published anywhere, since protection may
- often depend on the facts existing at the time of first
- publication.
-
- If the country in which protection is sought is a party to
- one of the international copyright conventions, the work may
- generally be protected by complying with the conditions of the
- convention. Even if the work cannot be brought under an
- international convention, protection under specific provisions of
- the country's national laws may still be possible. Some
- countries, however, offer little or no copyright protection for
- foreign works.
-
- /* As the United States is now a member of the Berne convention,
- your works are protected under the Berne convention if published
- now. */
-
- COPYRIGHT REGISTRATION
-
- In general, copyright registration is a legal formality
- intended to make a public record of the basic facts of a
- particular copyright. However, except in two specific
- situations, [Note 2] registration is not a condition of copyright
- protection. Even though registration is not generally a
- requirement of protection, the copyright law provides several
- inducements or advantages to encourage copyright owners to make
- registration. Among these advantages are the following:
-
- - Registration establishes a public record of the copyright
- claim;
-
- - Registration is ordinarily necessary before any infringement
- suits may be filed in court;
-
- - If made before or within 5 years of publication,
- registration will establish prima facie evidence in court of the
- validity of the copyright and of the facts stated in the
- certificate; and
-
- - If registration is made within 3 months after publication
- of the work or prior to an infringement of the work,
- statutory damages and attorney's fees will be available
- to the copyright owner in court actions. Otherwise, only
- an award of actual damages and profits is available to
- the copyright owner.
-
- /* Read and heed. Register early. */
-
- Registration may be made at any time within the life of the
- copyright. Unlike the law before 1978, when a work has been
- registered in unpublished form, it is not necessary to make
- another registration when the work becomes published (although
- the copyright owner may register the published edition, if de-
- sired).
-
- A. To register a work, send the following three elements in
- the same envelope or package to the Register of Copyrights,
- Copyright Office, Library of Congress, Washington, D.C. 20559:
- (see page 11 for what happens if the elements are sent separate-
- ly.)
-
- 1. A properly completed application form;
-
- 2. A nonrefundable filing fee of $10 for each application;
-
- 3. A nonreturnable deposit of the work being registered. The
- deposit requirements vary in particular situations. The general
- requirements are as follows:
-
-
- - If the work is unpublished, one complete copy or
- phonorecord.
-
- - If the work was first published in the United States on or
- after January 1, 1978, two complete copies or phonorecords
- of the best edition.
-
- - If the work was first published in the United States before
- January 1, 1978, two complete copies or phonorecords of
- the work as first published.
-
- - If the work was first published outside the United States,
- whenever published, one complete copy or phonorecord of the
- work as first published.
-
- NOTE: Before 1978, the copyright law required, as a
- condition for copyright protection, that all copies published
- with the authorization of the copyright owner bear a proper
- notice. If a work was published under the copyright owner's
- authority before January 1, 1978, without a proper copyright
- notice, all copyright protection for that work was permanently
- lost in the United States. The current copyright law does not
- provide retroactive protection for those works.
-
- - If the work is a contribution to a collective work, and
- published after January 1, 1978, one complete copy or phonorecord
- of the best edition of the collective work.
-
- B. To register a renewal send:
-
- 1. A properly completed RE application form, and
-
- 2. A nonrefundable filing fee of $6 for each work.
-
- NOTE: COMPLETE THE APPLICATION FORM USING BLACK INK PEN OR
- TYPEWRITER. You may photocopy the application forms if the forms
- you submit to the Office are clear, legible, on a good grade of
- white paper, and printed head to head (so that when you turn the
- sheet over, the top of page 2 is directly behind the top of page
- 1). Because the certificates of registration are reproduced
- directly from the application forms, it is vital the forms meet
- the stated requirements. Forms not meeting these requirements
- will be returned.
-
- Unpublished Collections
-
- A work may be registered in unpublished form as a
- "collection," with one application and one fee, under the
- following conditions:
-
- - The elements of the collection are assembled in an orderly
- form;
-
- - The combined elements bear a single title identifying the
- collection as a whole;
-
- - The copyright claimant in all the elements and in the
- collection as a whole is the same; and
-
- - All of the elements are by the same author, or, if they are
- different authors, at least one of the authors has contributed
- copyrightable authorship to each element.
-
- Unpublished collections are indexed in the Catalog of Copyright
- Entries only under the collection titles.
-
- Special Deposit Requirements
-
- The Copyright Act gives the Register of Copyrights authority
- to issue regulations making adjustments in the statutory deposit
- requirements. These regulations as now issued require or permit,
- for particular classes, the deposit of identifying material
- instead of copies or phonorecords, the deposit of only one copy
- or phonorecord where two would normally be required, and in some
- cases material other than complete copies of the best edition.
- For example, the regulations ordinarily require deposit of
- identifying material, such as photographs or drawings, when the
- work being registered has been reproduced in three-dimensional
- copies.
-
- If you are unsure of the proper deposit required for your
- work, write to the Copyright Office for that information and
- describe the work you wish to register.
-
- NOTE: LIBRARY OF CONGRESS CATALOG CARD NUMBERS. A Library
- of Congress Catalog Card Number is different from a copyright
- registration number. The Cataloging in Publication (CIP)
- Division of the Library of Congress is responsible for assigning
- LC Catalog Card Numbers and is operationally separate from the
- Copyright Office. A book may be registered in or deposited with
- the Copyright Office but not necessarily cataloged and added to
- the Library's collections. For information about obtaining an LC
- Catalog Card Number, contact the CIP Division, Library of
- Congress, Washington, D.C. 20540.
-
- CORRECTIONS AND AMPLIFICATIONS OF EXISTING REGISTRATIONS
-
- To deal with cases in which information in the basic
- registration later turns out to be incorrect or incomplete, the
- law provides for "the filing of an application for supplementary
- registration, to correct an error in a copyright registration or
- to amplify the information given in a registration." The
- information in a supplementary registration augments but does not
- supersede that contained in the earlier registration. Note also
- that a supplementary registration is not a substitute for an
- original registration or for a renewal registration. Form CA is
- available from the Copyright Office for making a supplementary
- registration. For further information about supplementary
- registrations, write for Circular 8.
-
- MANDATORY DEPOSIT FOR WORKS PUBLISHED IN THE UNITED STATES WITH
- NOTICE OF COPYRIGHT
-
- Although a copyright registration is not required, the
- Copyright Act establishes a mandatory deposit requirement for
- works published with notice of copyright in the United States
- (see definition of "publications" on page 5 below). In general,
- the owner of copyright, or the owner of the right of first
- publication in the work, has a legal obligation to deposit in the
- Copyright Office, within 3 months of publication in the United
- States, 2 copies (or, in the case of sound recordings, 2
- phonorecords) for the use of the Library of Congress. Failure to
- make the deposit can result in fines and other penalties, but
- does not affect copyright protection.
-
- The Copyright Office has issued regulations exempting
- certain categories of works entirely from the mandatory deposit
- requirements, and reducing the obligation for certain other
- categories. For further information about mandatory deposit,
- please write to the Copyright Office for Circular 7d.
-
- /* Computer programs are one category of exempted item.*/
-
- USE OF MANDATORY DEPOSIT TO SATISFY REGISTRATION REQUIREMENTS
-
- With respect to works published in the United States the
- Copyright Act contains a special provision under which a single
- deposit can be made to satisfy both the deposit requirements for
- the Library and the registration requirements. The provision
- requires that in order to have this dual effect, the copies or
- phonorecords must be "accompanied by the prescribed application
- and fee" for registration.
-
- WHO MAY FILE AN APPLICATION FORM
-
- The following persons are legally entitled to submit an
- application form:
-
- - The author. This is either the person who actually created
- the work, or, if the work was made for hire, the employer or
- other person for whom the work was prepared.
-
- - The copyright claimant. The copyright claimant is defined
- in Copyright Office regulations as either the author of the
- work or a person or organization that has obtained owner-
- ship of all the rights under the copyright initially
- belonging to the author. This category includes a person or
- organization who has obtained by contract the right to claim
- legal title to the copyright in an application for copyright
- registration.
-
- -The owner of exclusive right(s). Under the new law, any
- of the exclusive rights that go to make up a copyright and
- any subdivision of them can be transferred and owned
- separately, even though the transfer may be limited in time
- or place of effect. The term "copyright owner" with res-
- pect to any one of the exclusive rights contained in a
- copyright refers to the owner of that particular right. Any
- owner of an exclusive right may apply for registration of a
- claim in the work.
-
- - The duly authorized agent of such author, other copyright
- claimant, or owner of exclusive right(s). Any person
- authorized to act on behalf of the author, other copyright
- claimant, or owner of exclusive right(s) may apply for
- registration.
-
- There is no requirement that applications be prepared or
- filed by an attorney.
-
- APPLICATION FORMS
-
- For Original Registration
-
- Form TX:
- for published and unpublished nondramatic literary works
-
- Form SE:
-
- for serials, works issued or intended to be issued in
- successive parts bearing numerical or chronological designations
- and intended to be continued indefinitely (periodicals,
- newspapers, magazines, newsletters, annuals, journals, etc.)
-
- Form PA:
-
- for published and unpublished works of the performing arts
- (musical and dramatic works, pantomimes and choreographic works,
- motion pictures and other audiovisual works)
-
- Form VA:
-
- for published and unpublished works of the visual arts
- (pictorial, graphic and sculptural works)
-
- Form SR:
-
- for published and unpublished sound recordings
-
- For Renewal Registration
-
- Form RE:
-
- for claims to renewal copyright in works copyrighted under
- the law in effect through December 31, 1977 (1909 Copyright Act)
-
- For Corrections and Amplifications
-
- Form CA:
-
- for supplementary registration to correct or amplify
- information given in the Copyright Office record of an earlier
- registration.
-
- For a Group of Contributions to Periodicals
-
- Form GR/CP:
-
- an adjunct application to be used for registration of a
- group of contributions to periodicals in addition to an
- application form TX, PA, or VA
-
- Application form are supplied by the Copyright Office free
- of charge.
-
- COPYRIGHT OFFICE HOTLINE
-
- NOTE: Requestors may order application forms and circulars
- at any time by telephoning (202) 287-9100. Orders will be
- recorded automatically and filled as quickly as possible.
-
- /* The number is wrong! Instead call 202-707-9100.*/
-
- MAILING INSTRUCTIONS
-
- All applications and materials related to copyright
- registration sent to the Copyright Office should be addressed to
- the Register of Copyrights, Copyright Office, Library of
- Congress, Washington, D.C. 20559.
-
- The application, returnable deposit (copies, phonorecords or
- identifying material), and nonrefundable filing fee should be
- mailed in the same package.
-
- WHAT HAPPENS IF THE THREE ELEMENTS ARE NOT RECEIVED TOGETHER
-
- Applications and fees received without appropriate copies,
- phonorecords or identifying material will not be processed and
- will ordinarily be returned. Unpublished deposits without
- applications and fees will ordinarily be returned, also.
- Published deposits received without applications and fees will be
- immediately transferred to the collections of the Library of
- Congress. This practice is in accordance with section 408 of the
- law which provides that the published deposit required for the
- collections of the Library of Congress may be used for
- registration only if the deposit is "accompanied by the
- prescribed application and fee . . ."
-
- After the deposit is received and transferred to another
- department of the Library of for its collections or other
- disposition, it is no longer available to the Copyright Office.
- If you wish to register the work, you must deposit additional
- copies or phonorecords with your application and fee.
-
- FEES
-
- Do not send cash. A fee sent to the Copyright Office should
- be in the form of a money order, check, or bank draft payable to
- the Register of Copyrghts; it should be securely attached to the
- application. A remittance from outside the United States should
- be payable in U.S. dollars and should be in the form of an
- international money order or a draft drawn on a U.S. bank. Do
- not send a check drawn on a foreign bank.
-
- EFFECTIVE DATE OF REGISTRATION
-
- Please note that a copyright registration is effective on
- the date of receipt in the Copyright Office of all the required
- elements in acceptable form, regardless of the length of time it
- takes thereafter to process the application and mail the
- certificate of registration. The length of time required by the
- Copyright Office to process an application varies from time to
- time, depending on the amount of material received and the
- personnel available to handle it. It must also be kept in mind
- that it may take a number of days for mailed material to reach
- the Copyright Office and for the certificate of registration to
- reach the recipient after being mailed by the Copyright Office.
-
- If you are filing an application for copyright registration
- in the Copyright Office, you will not receive an acknowledgement
- that your application has been received, but you can expect
- within 120 days:
-
- - A letter or telephone call from a copyright examiner if
- further information is needed;
-
- - A certificate of registration to indicate the work has been
- registered, or if the application cannot be accepted, a
- letter explaining why it has been rejected.
-
- If you want to know when the Copyright Office receives your
- material, you should send it by registered or certified mail and
- request a return receipt from the post office. Allow at least 3
- weeks for the return of your receipt.
-
- SEARCH OF COPYRIGHT OFFICE RECORDS
-
- The records of the Copyright Office are open for inspection
- and searching by the public. Moreover, on request, the Copyright
- Office will make a search of its records at the statutory rate of
- $10 for each hour or fraction of an hour consumed. For
- information on searching the Office records concerning the
- copyright status or ownership of a work, please write for
- Circulars 22 and 23.
-
- AVAILABLE INFORMATION
-
- This circular attempts to answer some of the questions that
- are frequently asked about copyright. For a list of other
- material published by the Copyright Office, write for
- "Publications on Copyright." Any requests for Copyright Office
- publications or special questions relating to copyright problem
- not mentioned in this circular should be addressed to the
- Copyright Office, LM-455, Library of Congress, Washington, D.C.
- 20559.
-
- The Copyright Office is not permitted to give legal advice.
- If you need information or guidance on matters such as disputes
- over the ownership of a copyright, suits against possible
- infringers, the procedure for getting a work published, or the
- method of obtaining royalty payments, it may be necessary to
- consult an attorney.